Scandinavian Journal of Gastroenterology, 2006; 41: 131 Á/137
Laryngeal examination is superior to endoscopy in the diagnosis ofthe laryngopharyngeal form of gastroesophageal reflux disease
LAIMAS JONAITIS1, RUTA PRIBUISIENE2, LIMAS KUPCINSKAS1 &VIRGILIJUS ULOZA2
1Department of Gastroenterology, Kaunas University of Medicine, Kaunas, Lithuania, and 2Department of Otolaryngology,Kaunas University of Medicine, Kaunas, Lithuania
AbstractObjective. The laryngopharyngeal form of gastroesophageal reflux disease (LF GERD) is a frequent manifestation ofsupraesophageal GERD. Diagnosis of LF GERD is difficult: most of the common diagnostic methods of GERD haveinsufficient accuracy in establishing LF GERD. The purpose of this study was to evaluate the role of endoscopic andlaryngologic examination in the diagnosis of LF GERD and to create a laryngoscopic reflux index (LRI). Material andmethods. A total of 108 LF GERD patients and 90 controls were investigated. The criteria for LF GERD were:complaints, reflux-laryngitis, and esophagitis (endoscopically or histologically proven). Lesions in four laryngeal regionswere evaluated: arytenoids (A), intraarytenoid notch (IAN), vestibular folds (VF), and vocal cords (VC). Three types ofmucosal lesions were evaluated on a points basis: alterations of the epithelium, erythema, and edema. Total LRI wascalculated by summing-up the indices in the separate laryngeal areas. Results. The LRI mean value (11.489/3.78 points)of LF GERD patients was statistically significantly greater than that (1.649/1.93 points) of the controls. The mostsignificant laryngoscopic changes of LF GERD were: mucosal lesions of IAN, mucosal lesions of VC, and edema of VC. A combination of these three findings reliably distinguishes the LF GERD patients from controls in 95.9% of cases. The mucosal lesions of IAN have the greatest importance in diagnosing LF GERD: the odds ratio to LF GERD Á/ 21.32,p B/0.001. Endoscopic esophagitis was established in 36 (33.3%) cases. The severity of esophagitis did not correlate with theseverity of the laryngeal findings. Conclusions. Laryngoscopy is superior to endoscopy in diagnosing LF GERD. Endoscopy has limited value in the diagnosis of LF GERD. Establishing the LRI could be helpful in the differentialdiagnosis of the disease in the everyday clinical practice.
Key Words: GERD, laryngopharyngeal reflux disease, laryngoscopic reflux index, reflux-laryngitis
one of the atypical manifestations of supraesopha-geal GERD characterized by morphologic and
The prevalence of gastroesophageal reflux disease
functional changes in the larynx and pharynx with
(GERD) is increasing world-wide and negatively
associated clinical symptoms [4]. The diagnostics of
interfering with the quality of life of the affectedpopulation [1,2]. It is known that because of
LF GERD differs from that of a typical GERD. It
pathological reflux of gastric contents the pathologi-
depends on a different type of reflux, polymorpho-
cal changes in the esophagus or supraesophageal
logic manifestation of the disease, and on its inter-
region (larynx, upper airways, and mouth) may
mittent course [5]. For these reasons, most of the
occur [3]. Supraesophageal reflux stimulates the
common methods used in the diagnosis of GERD
development of pathologic changes in the upper
(endoscopy, pH-metry) have insufficient specificity
respiratory tract, larynx, and mouth, i.e. causing
and sensitivity in diagnosing the laryngopharyngeal
manifestation of atypical GERD symptoms and
morphological changes in those areas. The laryngo-
The most distinct changes induced by supraeso-
pharyngeal form of GERD (LF GERD) represents
phageal reflux occur in the larynx, making laryngo-
Correspondence: Laimas Jonaitis, Department of Gastroenterology, Kaunas University of Medicine, Eiveniu 2, 50009 Kaunas, Lithuania. Tel: '/37068517472. Fax: '/37037331458. E-mail: [email protected]
(Received 11 March 2005; accepted 11 May 2005)
ISSN 0036-5521 print/ISSN 1502-7708 online # 2006 Taylor & FrancisDOI: 10.1080/00365520600577940
logic examination an important tool in the diagnos-
tics of LF GERD. Modern methods of laryngologic
During laryngoscopy, mucosal lesions in four lar-
examination facilitate quantitative evaluation of
yngeal regions were evaluated (Figure 1): arytenoids
morphologic changes in the larynx, establishing
(A), the intraarytenoid notch (IAN), vestibular folds
associated functional disorders of phonation [7,8].
(VF), and vocal cords (VC). Three types of mucosal
There are few data in the literature suggesting how
lesions were evaluated: 1) alterations of the epithe-
these methods could be used in evaluating the course
lium (reduced mucosal light reflex, hypertrophy,
and effects of treatment of LF GERD by drawing a
roughness, and granuloma), 2) erythema, and 3)
comparison of various treatment methods when
investigating etiopathogenetic aspects of this form
parameters were evaluated by points. Total laryngo-
of disease [9,10]. Objective findings in the larynx
that are the most characteristic for LF GERD need
summing up the indices in the different laryngeal
to be established in order to make an accurate
areas. The scores of LRI were from 0 to 20 points
Therefore our aim in conducting this study was to
evaluate the importance of laryngologic and endo-
Evaluation of pathological findings in the esophagus
scopic examination in the diagnostics of LF GERDand to create a laryngoscopic reflux index (LRI)
Endoscopy was performed only in individuals from
which could become a convenient and accurate tool
the patients’ group. Changes in the esophageal
mucosa were evaluated by endoscopy and histo-logical examination of the samples of mucosaobtained from the lower third of the esophagus
(two biopsy specimens from 1 to 2 cm above the Z
The study was carried out at the Departments of
line). Endoscopic assessment and pathological in-
Otolaryngology and Gastroenterology of Kaunas
vestigation were done by investigators blinded to any
University of Medicine (Lithuania) in the years
clinical data. Endoscopic evaluation of reflux eso-
2000 to 2003. We investigated 108 patients with
phagitis was made using the Los Angeles (1994)
LF GERD and 90 healthy persons in the control
Reflux esophagitis was established if 1) erosions
The patients’ group consisted of 108 persons (40
in the lower oesophagus were found (despite
histological investigations) or 2) in the case of
consulted an otolaryngologist because of hoarseness
absence of erosions the histological esophagitis was
lasting for more than 3 months, chronic throat-
established. Histological esophagitis was diagnosed
clearing, throat itching, and some other GERD
on determining intra-epithelial lymphocytes, granu-
locytes, hyperplasia of the basal area extending for
these patients were found to have changes and
more than 15% of epithelium thickness, paraker-
symptoms typical for reflux laryngitis, and thepresence of concomitant reflux esophagitis wasconfirmed endoscopically or histologically.
Laryngopharyngeal reflux disease was established
if patient fulfilled all three of the following criteria:Complaints (other possible reasons of complaintsexcluded), reflux-laryngitis, and esophagitis (endos-copically or histologically proven)
The control group consisted of 90 randomly
selected healthy subjects (36 M, 54 F, mean age36.99/11.5 years). Ten persons (11.1%) were cigar-ette smokers. They had neither chronic laryngealdiseases nor any other long-lasting voice disordersand none had ever consulted an otolaryngologistconcerning voice problems. In this respect theyconsidered themselves to be healthy and could serveas controls. The ratio of people in these groups didnot differ much regarding gender, social status, and
Figure 1. Reflux laryngitis. Abbreviations: IAN 0/intraarytenoid
notch; A 0/arytenoids; VF 0/vestibular folds; VC 0/vocal cords.
Table I. Evaluation of laryngoscopic changes and calculation of laryngoscopic reflux index (LRI).
Mucosal changes0 Á/ no changes1 Á/ reduced mucosa light reflex2 Á/ hypertrophy
Intraarytenoid notch (IAN)'/1, if II8 edema*
Intraarytenoid notch index (IANI) 0/(0 Á/6)
'/2, if III8 edema**Vestibular folds (VF)
Vocal cords index (VCI) 0/(0 Á/6)LRI /AI/INI/VFI/VCI
*Edematous tissue fills whole notch; **edematous tissue fills whole notch and prolapses to the voice gap (according to J.A. Kaufman, 1994).
atosis, balonization of epitheliocytes of the median
b B/0.05) larger than the indices in the control group
layer, and augmentation and elongation of vascular
papillae for more than 60% of epithelial thickness
Owing to the fact that quantitative values (lar-
yngoscopic indices) express characteristic laryngo-scopic changes of GERD, limiting (cut-off) values oflaryngoscopic indices were established with the aim
of differentiating LF GERD patients from the
Statistical analysis of data was performed using
control group (Table III). Bearing in mind that the
SPSS (Statistical Package for Social Sciences) 10.0
VC index depends on gender difference (the number
of males in both groups was significantly higher than
Whitney U-test, x2 and two-tailed t -test, as well as
that of females) limiting (cut-off) values of males and
parametric analysis of variance were used. Differ-
females related to this parameter were established
ences were considered to be reliable if the level of
separately. The smallest (cut-off) value of LRI
significance p or a (type I error) was B/0.05 and
differentiating LF GERD patients from healthy
b (type II error) was 5/0.2. A binary logistic
persons is 5 points and the biggest possible LRI
regression was carried out for determination of
value is 20 points, the laryngoscopic changes of the
the most important laryngoscopic parameters in
patients are expressed within the limits of 5 Á/20
the diagnostics of LF GERD. By performing an
points. Arithmetically dividing LRI values into three
analysis of receiver operating characteristic (ROC)
shares, we established three grades of reflux-laryngi-
curves as presented in the SPSS program, limit
(normal/abnormal) scores of quantitative laryngo-
correspond to the degree I (I8), those of 11 Á
logic parameters were established making it possible
points to the degree II (II8) and those of 16 Á
to differentiate LF GERD patients from healthy
points to the degree III (III8). According to this
system I8 of reflux laryngitis was established in 45%
Table II. Comparison of mean scores of laryngoscopic indices ofLF GERD patients and the controls (in points).
The most important laryngoscopic signs in diagnosing LFGERD
When assessing the rate of laryngoscopic signs, it
was found that erythema and edema of the mucosa
of the entire larynx of LF GERD patients were
significantly (p B/0.001) more common in the pa-
tients’ group than in the control group. The same
statement applies to reduced mucosal light reflex As,
IAN, VF, VC, as well as hypertrophy, roughness and
granuloma of the mucosa. The mean values of LRI
Abbreviations: LF GERD 0/laryngopharyngeal form of gastroeso-
and of indices of separate areas of LF GERD
phageal reflux disease; LRI 0/laryngoscopic reflux index.
patients were found to be significantly (a B
*Statistically significant difference (p B/0.001).
Table III. Limiting (cut-off) values of the laryngoscopic indices.
IAN increases the odds ratio to be attributed to theLF GERD patient group by 21-fold (OR 0/21.32,
Esophageal endoscopy and its relation to laryngeal
Endoscopic esophagitis was established in 36 (33%)
cases. In all of these cases histological esophagitis
was established as well. Esophagitis A (according to
the Los Angeles classification) was diagnosed in 26(72%) cases, and esophagitis B was established in 10
Abbreviations: LF GERD 0/laryngopharyngeal form of gastro-esophageal reflux disease; LRI 0/laryngoscopic reflux index.
(28%) cases. The frequency and degree of esopha-
gitis did not correlate with the age of the patients(r 0/0.13, p /0.05). Esophagitis was established in
of the LF GERD patients, the II8 in 39%, and the
the rest of the 72 (67%) patients by histology only.
The histological esophageal changes were not age
The following laryngoscopic findings (changes),
and gender dependent (r 0/0.15, p /0.05).
established by logistic regression analysis, are the
Endoscopic esophagitis (A and B) was established
most significant for the diagnosis of LF GERD: 1)
in 14 (31.8%) of 44 patients with I8 reflux laryngitis,
mucosal lesions of the IAN; 2) mucosal lesions of the
in 17 (40.5%) of 42 patients with II8 reflux
VC; 3) edema of the VC. A combination of these
laryngitis, and in 5 (29.4%) of 17 patients with III8
three laryngoscopic changes reliably distinguishes
reflux laryngitis, p /0.05 among groups.
the LF GERD patients from healthy persons in
We calculated the scores of the changes in
95.9% of cases. It was established that the mucosal
different laryngeal areas as well as the indices of
lesions of the IAN (hypertrophy, roughness, granu-
these areas and total LRI in the patients without
loma) have the greatest importance among the
endoscopic esophagitis, with esophagitis A, and with
investigated laryngoscopic signs in the diagnostics
esophagitis B (Table IV). Despite some differences
of LF GERD. The presence of mucosal lesions of the
Table IV. Comparison of the mean scores of the findings in different laryngeal regions among non-erosive esophagitis, esophagitis A, andesophagitis B patients.
*Alterations of the epithelium Á/ reduced mucosa light reflex, hypertrophy, roughness, granuloma.
groups, there was no correlation between LRI and
uncommon in these patients. There was no clear
the degree of severity of endoscopic esophagitis
association between baseline suspected reflux laryn-gitis sign or symptom severity and abnormal acidexposure. These investigators concluded that the
utility of pH testing in establishing the diagnosis of
The number of different manifestations of GERD,
reflux laryngitis and response to therapy in this
especially atypical forms (laryngopharyngeal symp-
population should be re-evaluated. Moreover the
pH-metry investigation itself may affect the patient’s
behavior and false-negative results are likely [19].
routine clinical practice, such patients are sometimes
We established that the combination of three
referred to and from general practitioners and
laryngoscopic findings (lesions of mucosa of vocal
gastroenterologists to the otolaryngologists and pul-
cords, lesions of mucosa of the IAN, and edema of
monologists and vice versa. Because there are few
the vocal cords) reliably distinguishes the LF GERD
accurate diagnostic methods of the disease there is a
patients from healthy persons in 95.9% of cases.
question of who should diagnose and treat patients
Furthermore, we show that the detection of mucosal
with suspected laryngopharyngeal disease.
lesions of the IAN (hypertrophy, roughness, granu-
It seems that endoscopy has a limited role Á/ in our
loma) increases the odds ratio for LF GERD by 21
setting only one-third of patients were found positive
for LF GERD by endoscopy, similar finding being
It is important to recognize that a comparatively
shown in other series [13,14]. This is not surprising,
simple, generally available investigation such as a
because the antireflux defense in the esophagus is
laryngoscopy may be the background for the diag-
better developed than in the supraesophageal re-
nosis of LF GERD. Some attempts were made to
gions. There are no data determining how frequent
define the role of laryngoscopic investigations in
laryngopharyngeal reflux must be and how long it
earlier studies. Habermann et al. investigated 29
must continue, how acidic (or alkaline) the refluxate
patients with reflux-laryngitis and also evaluated the
has to be to cause the acute or chronic changes in the
changes in 4 laryngeal regions using a points system
larynx and pharynx [15]. It is obvious that there is
and calculated the separate indices of these regions
no correlation between the severity of esophageal
[20]. But there was no common index created and
and laryngeal pathological findings, which is why
no correlation found between these changes and
endoscopy alone has limited value in predicting or
pathological reflux. Belafsky et al. investigated 40
confirming the reflux-caused pathology in the lar-
patients (gastroesophageal reflux confirmed by pH-
yngopharyngeal area. Endoscopy seems not to be the
metry) and 40 healthy controls and evaluated 8
investigation of choice in that clinical setting, there-
laryngoscopic signs [21]. They calculated a common
fore in our study we sought to elucidate the role of
score of laryngoscopic changes (reflux finding score)
laryngoscopic investigation in the establishment ofthe diagnosis of laryngopharyngeal reflux disease.
and established the value defining patients as com-
Some questions may arise concerning our definition
pared with healthy persons. But the drawbacks of the
of LF GERD. We excluded the cases where there
study were the lack of consistency, older populations
was no endoscopic or histologic esophagitis present,
were investigated and there might be some mathe-
because we did not want to include patients in whom
matical uncertainty in establishing their score. Siup-
no objective findings of reflux were present, which
sinskiene et al. studied 60 patients and established
could lead to biased results. It could be speculated
three degrees of reflux laryngitis [22]. But there was
that we investigated only the most severe cases of LF
no confirmation of pathological reflux in this study.
GERD. However, the absence of a correlation
Probably we have the highest number of the
between the severity of laryngoscopic findings and
patients reported and the amount of patients is
the degree of esophageal mucosa damage in our
sufficient to establish statistically significant results.
study does not support this assumption. It might also
We presume to have the mostly extensive investiga-
be suggested that a 24-h pH-metry should be carried
tion of the larynx and the confirmation of reflux is
out, as a gold standard for the GERD [16]. But this
also present. Our study is also one of the first to
is a gold standard for the typical esophageal GERD.
provide the logistic regression analysis. All this
There are conflicting data on the role of long-term
suggests that LRI seems to be a useful tool not
pH-metry in the establishment of the pathological
only for the diagnosis, but also for the quantitative
laryngopharyngeal reflux [17]. Richter et al. recently
grading of the disease. This could have application in
investigated LF GERD patients by using 3-pH-
evaluating the efficacy of the treatment. Further-
sensors 24-h pH-metry [18]. They established that,
more, LRI could be applied as quantitative tool in
regardless of symptoms, abnormal pH tests were
Another important diagnostic tool is the proton-
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pump inhibitor (PPI) treatment test [23,24], a
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