032102 acute exacerbations of chronic obstructive pulmonary disease
The Ne w E n g l a nd Jo u r n a l o f Me d i c i ne
This Journal feature begins with a case vignette highlighting
median rates of 2.4 and 3 episodes per year in two
a common clinical problem. Evidence supporting various
recent series10,11). Furthermore, active smokers have
strategies is then presented, followed by a review of formal
more frequent exacerbations than nonsmokers; stop-
guidelines, when they exist. The article ends with the author’s
ping smoking can reduce the frequency by approxi-
mately one third.12 Data reported in 1996 on 1016 pa-tients who were hospitalized for acute exacerbations,13
half of whom required intensive care, demonstrated an
CUTE EXACERBATIONS OF CHRONIC
in-hospital mortality rate of 11 percent, and six-month
OBSTRUCTIVE PULMONARY DISEASE
and one-year mortality rates of 33 percent and 43 per-cent, respectively. Those who survived the first hos-
pitalization had a 50 percent rate of rehospitalizationwithin six months after discharge.
A 68-year-old former heavy smoker with a his-
STRATEGIES AND EVIDENCE
tory of chronic obstructive pulmonary disease(COPD) presents to the emergency room with a
Overview
two-day history of worsened dyspnea and in-
The optimal treatment of an outpatient with an
creased purulence and volume of phlegm. Chest
acute exacerbation of COPD involves diagnostic as-
radiography shows hyperinflation and no acute
sessment and use of bronchodilators, systemic corti-
infiltrates. Measurement of arterial blood gases
costeroids, and antibiotics; for patients who are sick
while the patient is breathing room air shows
enough to be hospitalized, oxygen and mechanical
acute respiratory acidosis. How should this pa-
ventilation may also be used. The types and dosages
of some commonly used medications for an acute ex-acerbation of COPD are presented in Table 1. THE CLINICAL PROBLEM Diagnostic Assessment
COPD, which is characterized by a fixed obstruc-
tion of the airway caused by emphysema, chronic
For patients assessed in the emergency department
bronchitis, or both, is a common and growing clinical
or hospital, chest radiography is recommended be-
problem that is responsible for a substantial worldwide
cause it reveals abnormalities that prompt a change in
short-term treatment in 16 percent to 21 percent
in the United States and at least 52 million worldwide,
of cases. Spirometry is infrequently performed in hos-
and it accounted for 2.74 million deaths in 2000.
pitalized patients with acute exacerbations of COPD,
In the United States, COPD is now the fourth lead-
although observational studies of patients in the emer-
ing cause of death2-4 and is the only leading cause of
gency department suggest that a forced expiratory vol-
death for which the mortality rate is currently increas-
ume in one second (FEV ) that is less than 40 percent
ing. COPD has been estimated to account for more
of the predicted value has a sensitivity of 96 percent
than 16 million office visits and 500,000 hospitaliza-
for predicting relapse or the need for hospitalization17;
tions annually in the United States. Costs attributable
hypercapnia is unlikely when the FEV exceeds 35 per-
to this condition totaled $30.4 billion in 1995, with
$14.7 billion spent directly on health care.2,3,7
Acute exacerbations of COPD are variously defined
Although it has been relatively unstudied (perhaps
but are characterized by worsened dyspnea and in-
because of its evident benefit), supplemental oxygen
creased volume of phlegm, purulence of phlegm, or
should be included in the initial therapy for a flare of
both. They are often accompanied by hypoxemia and
COPD associated with hypoxemia; oxygen is usually
worsened hypercapnia.8-10 Available series data suggest
administered by nasal cannula or through a face mask
that patients have such exacerbations regularly (e.g.,
equipped to control the inspired oxygen fraction. Tar-get oxygen saturation values are 90 to 92 percent, with
From the Division of Medicine and the Section of Respiratory Therapy,
corresponding target values for partial pressure of ar-
Department of Pulmonary and Critical Care Medicine, Cleveland Clinic
terial oxygen (PaO ) of 60 to 65 mm Hg. These tar-
Foundation, Cleveland. Address reprint requests to Dr. Stoller at the De-
gets ensure near-maximal hemoglobin saturation while
partment of Pulmonary and Critical Care Medicine, A90, Cleveland ClinicFoundation, 9500 Euclid Ave., Cleveland, OH 44195, or at [email protected].
lessening the likelihood of the hypercapnia that can
988 · N Engl J Med, Vol. 346, No. 13 · March 28, 2002 · www.nejm.org
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Copyright 2002 Massachusetts Medical Society. All rights reserved. C L I N I C A L P R AC T I C E TABLE 1. SOME COMMONLY USED MEDICATIONS FOR ACUTE
EXACERBATIONS OF CHRONIC OBSTRUCTIVE PULMONARY DISEASE. MODE OF DELIVERY FREQUENCY
2 tablets first day, then1 tablet/day for 5 to 10 days
*Quaternary ammonium anticholinergic agents (e.g., ipratropium, glycopyrrolate) are preferred to tertiary ammonium
compounds (e.g., atropine) because they have fewer side effects.
†Aminophylline is sometimes administered after a loading dose; the dose should be determined on the basis of serum
‡The dose varies among and within patients.
§Recommendations are according to Saint et al.14
¶According to Anthonisen et al.,8 all should be 10-day courses.
accompany the use of supplemental oxygen.19 Al-
of COPD. Specifically, the administration of a bron-
though the cause of such hypercapnia can be multi-
chodilator can increase the FEV and the forced vital
factorial, increased inhomogeneity of ventilation and
capacity (FVC) by 15 to 29 percent over a period of
perfusion accompanied by increased dead-space ven-
60 to 120 minutes.20-23 Beta-adrenergic agonists have
tilation appears to be more important than decreased
not been shown to be superior to anticholinergic
alveolar ventilation caused by the suppression of the
agents.7,20-23 Factors such as the time to peak effect
(which is slightly more rapid with beta-adrenergic ago-nists) and the frequency of adverse effects (which are
Bronchodilators
generally fewer and milder with ipratropium bromide)
Substantial evidence shows that both inhaled beta-
may influence the choice of agent for a given patient.
adrenergic agonists (for example, albuterol, fenoterol,
Data from randomized clinical trials have not shown
metaproterenol, and terbutaline) and anticholinergic
a benefit of the combined use of beta-adrenergic ago-
agents (including ipratropium bromide and glycopyr-
nists and anticholinergic agents over therapy with ei-
rolate) can improve airflow during acute exacerbations
ther class alone. A recent meta-analysis22 supports a
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Copyright 2002 Massachusetts Medical Society. All rights reserved.
The Ne w E n g l a nd Jo u r n a l o f Me d i c i ne
strategy of initial use of an inhaled anticholinergic
not been useful,8 and sputum culture has generally
agent, with subsequent addition of a beta-adrenergic
been reserved for patients with no response to initial
agonist only if it is needed despite the use of maximal
empirical therapy directed at the common causal
doses of the anticholinergic medication. However, this
pathogens (e.g., Streptococcus pneumoniae,Moraxellacatarrhalis, and Haemophilus influenzae). Without de-
The benefits of using a methylxanthine drug such
finitive data regarding the optimal duration of therapy,
as aminophylline as an additional bronchodilator re-
most clinicians prescribe courses of 5 to 10 days.
main unclear. In three randomized, controlled tri-als,7,20,24-26 the addition of intravenous aminophylline
Corticosteroids
did not result in improvements on tests of pulmonary
Several randomized, placebo-controlled trials7,19
function, produce apparent clinical benefit, or reduce
have demonstrated that systemic corticosteroids accel-
the likelihood of a return to the emergency depart-
erate improvement in airflow, gas exchange, and symp-
ment during the succeeding week. Furthermore, ami-
toms and reduce the rate of treatment failure. In the
nophylline was associated with an increased rate of
largest of these trials,29 271 hospitalized veterans were
adverse effects, especially nausea and vomiting.25 How-
randomly assigned to receive a 3-day course of intra-
ever, in one study, patients treated with aminophyl-
venous methylprednisolone (125 mg every six hours)
line in the emergency department had a hospitaliza-
or placebo, and the recipients of corticosteroids were
tion rate that was 70 percent lower than that in a
further assigned to have the dose of oral prednisone
tapered over the course of either 15 days or 8 weeks.
Equivalent bronchodilation appears to be achieved
Patients who received corticosteroids had an FEV that
with the use of metered-dose inhalers or nebulizers.27
was slightly but significantly higher (by 0.1 liter) than
Because metered-dose inhalers cost less than nebuliz-
that in the placebo group on day 1. Other benefits
ers, but are frequently ineffective during respiratory
associated with corticosteroid use were a lower rate
distress, it is reasonable to initiate therapy with nebu-
of treatment failure at 30 and 90 days and a shorter
lizers and then switch to metered-dose inhalers when
hospital stay. The difference in FEV between the cor-
ticosteroid group and the placebo group was no long-er significant at 2 weeks, and outcomes were no better
Antibiotics
with an 8-week course of corticosteroids than with
Bacterial infection may contribute to acute exac-
erbations of COPD. Two recent meta-analyses of 11
The optimal duration of corticosteroid therapy for
randomized, placebo-controlled trials of antibiotics
an acute exacerbation of COPD remains uncertain, but
for acute exacerbations of COPD support their use
recent data support a course of 5 to 10 days.30-32 Spe-
when there is purulent sputum.14,20 Pooled data from
cifically, in a randomized trial comparing oral prednis-
six trials that evaluated peak expiratory flow rates
olone (a two-week regimen of 30 mg per day) with
showed a mean increase in the peak expiratory flow
placebo, the FEV improved through day 5 more in
rate of 10.75 liters per minute, in contrast to the de-
the corticosteroid group than in the placebo group.30
crease in peak expiratory flow rate that has been ob-
In a more recent study comparing a 3-day regimen
served during an acute flare.11 In the largest trial from
with a 10-day regimen of intravenous methylprednis-
which the results are available, symptoms resolved
olone in hospitalized patients,31 improvements in FEV1
within 21 days in 68 percent of the patients who re-
and PaO were evident after 3 days of therapy, but the
ceived antibiotics, as compared with 55 percent of
10-day course was associated with greater improve-
ment in FEV , FVC, and PaO , as well as with more
Antibiotics appear to be most useful in patients with
rapid resolution of symptoms. No difference was ob-
severe exacerbations. For example, in a randomized
served in the rate of recurrence at six months.
trial involving 173 patients who were assigned to a10-day course of doxycycline, trimethoprim–sulfa-
Noninvasive Positive-Pressure Ventilation
methoxazole, or amoxicillin,8 patients with more se-
Enhancing ventilation by unloading fatigued ven-
vere exacerbations (as assessed in terms of worsened
tilatory muscles is an important treatment goal in the
dyspnea and the purulence and volume of phlegm) re-
case of an acute exacerbation of COPD that is compli-
ceived greater benefit from treatment than those with
cated by respiratory failure. In six of seven randomized,
controlled trials of positive-pressure ventilation with-
Although concern about resistant flora has prompt-
out intubation, patients who received this type of ther-
ed some to advocate the initial use of broader-spec-
apy had better outcomes than those who did not.33-35
trum antibiotics, there have been no definitive studies
Benefits included lower rates of intubation, lower in-
supporting the first-line use of newer, more expensive
hospital mortality rates, accelerated symptomatic and
antibiotics. Gram’s staining of sputum has generally
physiological improvement, and shorter hospital stays. 990 · N Engl J Med, Vol. 346, No. 13 · March 28, 2002 · www.nejm.org
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Copyright 2002 Massachusetts Medical Society. All rights reserved. C L I N I C A L P R AC T I C E
Noninvasive positive-pressure ventilation33,36-38
SUMMARY AND RECOMMENDATIONS
should be considered when there is a need for ventila-
My approach to treating the patient with an acute
tory assistance, as indicated by such symptoms as wor-
exacerbation of COPD is as follows. For patients
sened dyspnea, acute respiratory acidosis, and wor-
who present to the emergency department or who
sened oxygenation (e.g., a ratio of PaO to the fraction
are deemed sick enough to be hospitalized, diagnostic
of inspired oxygen of less than 200). Patients unlikely
assessment includes chest radiography and, if the pa-
to benefit from noninvasive positive-pressure ventila-
tient’s distress or somnolence prompts concern about
tion include those with respiratory arrest, medical in-
acute respiratory acidemia, measurement of arterial
stability (e.g., hypotensive shock or uncontrolled car-
blood gases. Initial therapy includes supplemental oxy-
diac ischemia), an inability to protect the airway,
gen, usually through a face mask to ensure an oxyhe-
excessive secretions, agitation or uncooperativeness,
moglobin saturation, measured by pulse oximetry, of
or conditions that preclude the placement of a mask
90 to 92 percent. For both inpatients and outpatients,
or the achievement of a proper fit. Although there has
combined bronchodilator therapy should be used,
been some concern to the contrary, management of
with ipratropium bromide and albuterol administered
noninvasive positive-pressure ventilation does not re-
every four to six hours initially; nebulizers are recom-
quire more of health care providers’ time and does not
mended whenever the patient’s distress level raises
cost more than the treatment of intubated patients.36-40
doubt about the effective use of a metered-dose in-haler. As the condition improves and the distress level
AREAS OF UNCERTAINTY
is reduced, metered-dose inhalers can be used in place
Better methods are needed to encourage smoking
of nebulizers. Since many patients do not use their
cessation, since smoking is a key causative factor in
inhalers appropriately, spacer devices should be pre-
COPD. More attention to detecting and treating
scribed and appropriate techniques should be re-
alpha -antitrypsin deficiency is also needed.41 In ad-
dition, standards are needed for the definition of an
On the basis of data from a randomized trial,8 a 10-
acute exacerbation of COPD and for the stratification
day course of a narrow-spectrum antibiotic (e.g., tri-
of risk. The optimal bronchodilator regimen and route
methoprim–sulfamethoxazole, doxycycline, or amox-
of delivery remain uncertain, especially with the advent
icillin) should be prescribed when there is increased
of new drugs (e.g., tiotropium). The role of broader-
dyspnea and increased purulence and volume of
spectrum antibiotics and guidelines for their use, and
phlegm. Sputum staining and cultures are reserved for
the indications for noninvasive positive-pressure ven-
cases that are refractory to antibiotic therapy. Oral sys-
tilation, especially outside the intensive care unit, re-
temic corticosteroids are prescribed both for outpa-
tients (tapering over the course of eight days, begin-ning with 40 mg per day and decreasing the dose by
GUIDELINES
10 mg every other day) and for inpatients (Table 1).29
Five sets of guidelines for managing acute exacerba-
Given the lack of evidence to support the usefulness
tions of COPD have been issued by five widely recog-
of chest physiotherapy or mucokinetic drugs, neither
nized professional societies and health organizations
of these should be routinely prescribed.
since 1994: the European Respiratory Society,5 the
For eligible patients with acute respiratory acidemia,
British Thoracic Society,6 the American Thoracic So-
bilevel noninvasive positive-pressure ventilation should
ciety,1 a joint panel of the American College of Chest
be implemented for multiple-hour stretches, with oc-
Physicians and the American College of Physicians–
casional interruption, during the first several days of
American Society of Internal Medicine,20-22 and a joint
hospitalization. Such ventilation is initially adminis-
panel of the National Heart, Lung, and Blood Insti-
tered in the intensive care unit to ensure close mon-
tute and the World Health Organization (known as
itoring and ready access to intubation and mechanical
the Global Initiative for Chronic Obstructive Lung
ventilation, should the trial of noninvasive positive-
Disease, or GOLD).2 These guidelines, summarized
in Table 2, are similar in many respects; most (includ-
For patients who present for the first time with an
ing those proposed by GOLD) endorse a short course
exacerbation of underlying COPD, recovery from
of systemic corticosteroids and antibiotics for severe
the acute episode provides an opportunity to discuss
exacerbations and the use of noninvasive ventilation for
smoking cessation, to explore the possibility of alpha -
exacerbations complicated by acute ventilatory failure.
antitrypsin deficiency, to vaccinate the patient against
Unlike some of the guidelines, those from GOLD fa-
pneumococcus and influenza, and to consider referral
vor beta-adrenergic agonists as first-line bronchodilator
to a pulmonary rehabilitation program. For patients
therapy, recommend adding an anticholinergic agent
who require hospitalization, an outpatient follow-up
if there is no response to the beta-adrenergic agonist,
visit should be scheduled for four to eight weeks after
and endorse consideration of a methylxanthine drug.
hospital discharge. Spirometry should be performed
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MERICAN A ESPIRATORY UROPEAN E HYSICIANS HYSICIANS P 992 · N Engl J Med, Vol. 346, No. 13 · March 28, 2002 · www.nejm.org
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Copyright 2002 Massachusetts Medical Society. All rights reserved. C L I N I C A L P R AC T I C E
after the administration of a bronchodilator, and the
patient’s need for supplemental oxygen both while at
rest and during activity should be reassessed. Bron-
chodilator therapy should be continued over the long
term, with the addition of an inhaled corticosteroid
reserved for patients in whom the obstruction of air-
flow has been demonstrated to be reversible (e.g.,
those who have an increase of at least 12 percent and
200 ml in the FEV after the use of a bronchodilator)
and patients who have frequent exacerbations.
Given this approach, the short-term treatment of
the patient described in the vignette should include
admission to the hospital because of acute respiratory
acidemia, and the administration of a combination of
bronchodilators, a limited-spectrum antibiotic, and in-
travenous corticosteroids. Unless there is rapid rever-
sal of acidemia, bilevel noninvasive positive-pressure
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